Compliance is an important, yet exceptionally complex undertaking for financial services companies. But Boston Financial has the infrastructure, technology and expertise in place to offer a comprehensive turnkey solution. Led by the Chief Compliance Officer, our compliance team keeps a close eye on ever-changing SEC, IRS, ERISA, and state regulations, adjusting our systems and processes accordingly. Clients have access to a suite of online compliance tools, providing direct access controls, monitoring, and reporting information needed to measure compliance functions we perform on their behalf. Ongoing employee training, stringent internal procedures and controls, and regular independent audits ensure our compliance services remain consistent and up-to-date for all clients.